Gary Michael Brocklehurst

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 30 Aug 2024)
    • CF30 Customer (since 28 Jun 2024)
  • Merlyn Wealth Management Ltd

    FRN 577405

    • (2)Employed By (since 16 Aug 2017)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (20 Oct 2022 to 9 Aug 2024)
    • [FCA CF] Functions requiring qualifications (20 Oct 2022 to 9 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (20 Oct 2022 to 9 Aug 2024)
    • CF30 Customer (28 Jun 2022 to 9 Aug 2024)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Functions requiring qualifications (30 Nov 2020 to 19 Oct 2022)
    • [FCA CF] Client dealing (30 Nov 2020 to 19 Oct 2022)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.