Gary Martin Nixon

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

T L DALLAS INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 604979
- [FCA CF] Client dealing (18 Nov 2020 to 31 Aug 2025)
- [FCA CF] Functions requiring qualifications (18 Nov 2020 to 31 Aug 2025)
- [FCA CF] Manager of certification employee (18 Nov 2020 to 31 Aug 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 20 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Sep 2024)
- SMF3 Executive Director (9 Dec 2019 to 20 Sep 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 20 Sep 2024)
- Responsible for Insurance Mediation (2 Jan 2014 to 30 Sep 2018)
- CF1 Director (2 Jan 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Jan 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Jan 2014 to 8 Dec 2019)
- CF30 Customer (2 Jan 2014 to 8 Dec 2019)
T L Dallas Independent Financial Services Limited (no longer approved here)
FRN 165262
- (4)Employed By (13 Jul 1999 to 31 Dec 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.