Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 2 Jan 2013)
    • (16)Employed By (since 2 Jan 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (12 May 2011 to 13 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.