Gary Malcolm Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • [FCA CF] Functions requiring qualifications (2 Dec 2024 to 2 Dec 2025)
    • [FCA CF] Client dealing (2 Dec 2024 to 2 Dec 2025)
  • BRIAN MOLE INDEPENDENT FINANCIAL ADVISERS LTD. (no longer approved here)

    FRN 211978

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2025)
    • CF30 Customer (30 Jul 2012 to 30 Nov 2024)
    • CF21 Investment Adviser (5 Jul 2007 to 6 Sep 2007)
    • CF22 Investment Adviser (Trainee) (16 Oct 2006 to 5 Jul 2007)
  • Ben Robinson Financial Advisers Limited (no longer approved here)

    FRN 574668

    • Employed By (10 Jan 2013 to 30 Nov 2024)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (23 Aug 2005 to 3 Nov 2006)
    • CF22 Investment Adviser (Trainee) (6 Jul 2005 to 23 Aug 2005)

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Updates to this individual's record on the FCA register.

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