Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Aug 2023)
    • CF4 Partner (19 Oct 2012 to 8 Dec 2019)
  • Asda Stores Limited (no longer approved here)

    FRN 718361

    • Director of firm who is not a certification employee or a SMF manager (18 Jun 2021 to 19 Dec 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 24 Jun 2008)
    • CF21 Investment Adviser (24 Jul 2007 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (29 Oct 2003 to 30 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.