Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Manager of certification employee (8 Jan 2024 to 17 Oct 2024)
    • [FCA CF] Client dealing (23 May 2019 to 1 Oct 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (17 Nov 2016 to 22 May 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (17 Nov 2016 to 22 May 2019)
    • CF30 Customer (9 Oct 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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