Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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IFT Wealth Management Ltd
FRN 828270
- 11. Pension transfer specialist
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 17 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2019 to 8 Dec 2019)
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- (48)Employed By (26 Aug 2016 to 6 Nov 2017)
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- CF30 Customer (6 May 2014 to 30 Sep 2014)
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- Employed By (6 May 2014 to 30 Sep 2014)
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- CF30 Customer (25 Jul 2011 to 28 Mar 2014)
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- CF30 Customer (28 Aug 2008 to 24 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.