Gary John Robertson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (11 May 2022 to 11 Aug 2022)
    • [FCA CF] CASS oversight function (9 Mar 2020 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Mar 2020 to 7 Aug 2020)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF29 Significant management (15 Aug 2011 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (16 Oct 2019 to 22 Oct 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (16 Oct 2019 to 22 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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