Gary John Richards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M3 Financial Solutions Limited (no longer approved here)

    FRN 428736

    • [FCA CF] Functions requiring qualifications (12 Mar 2021 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2025)
    • Responsible for Insurance Distribution (14 Mar 2019 to 31 Mar 2025)
    • CF10 Compliance Oversight (14 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (31 May 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.