Gary John Lomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Riyad Bank (no longer approved here)

    FRN 139220

    • SMF16 Compliance Oversight (14 Jul 2016 to 31 Aug 2017)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jul 2016 to 31 Aug 2017)
  • The Norinchukin Bank (no longer approved here)

    FRN 204685

    • CF11 Money Laundering Reporting (25 Jul 2005 to 18 Mar 2011)
  • The Bank of East Asia, Limited (no longer approved here)

    FRN 204628

    • CF10 Compliance Oversight (13 Jun 2003 to 15 Jul 2005)
    • CF11 Money Laundering Reporting (10 Apr 2003 to 15 Jul 2005)
  • KEB Hana Bank (no longer approved here)

    FRN 204671

    • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.