Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GM Financial Consultants Ltd
FRN 1017677
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Significant management (since 30 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jul 2025)
- SMF3 Executive Director (since 30 Jul 2025)
- [FCA CF] Client dealing (since 30 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 30 Jul 2025)
- Responsibility for MCD Intermediation (since 30 Jul 2025)
- Responsible for Insurance Distribution (since 30 Jul 2025)
- SMF16 Compliance Oversight (since 30 Jul 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jul 2025)
- CF30 Customer (1 Nov 2007 to 30 Jul 2025)
- CF22 Investment Adviser (Trainee) (27 Jul 2007 to 31 Oct 2007)
- CF1 Director (AR) (27 Jul 2007 to 30 Jul 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.