Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 10 Dec 2019)
    • CF30 Customer (since 26 Nov 2019)
    • (9)Employed By (since 26 Nov 2019)
  • PFPNI LTD (no longer approved here)

    FRN 601226

    • CF30 Customer (5 Dec 2014 to 8 Nov 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 8 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.