Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
SP Financial Management Limited
FRN 171137
- SMF3 Executive Director (since 20 Feb 2023)
- SMF1 Chief Executive (since 10 Oct 2022)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF3 Executive Director (9 Dec 2019 to 10 Oct 2022)
- Responsible for Insurance Mediation (25 Jan 2011 to 30 Sep 2018)
- CF1 Director (6 Aug 2007 to 8 Dec 2019)
-
- CF1 Director (4 Jun 2008 to 6 Jan 2011)
- CF8 Apportionment and Oversight (20 May 2008 to 31 Mar 2009)
- CF3 Chief Executive (20 May 2008 to 6 Jan 2011)
- Responsible for Insurance Mediation (20 May 2008 to 6 Jan 2011)
-
- CF1 Director (22 Feb 2006 to 20 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.