Gary Hawkins

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (26 Oct 2018 to 31 Dec 2022)
    • [FCA CF] Client dealing (26 Oct 2018 to 31 Dec 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2022)
    • CF29 Significant management (18 Jun 2014 to 6 Mar 2016)
    • CF30 Customer (9 Sep 2011 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF29 Significant management (2 Nov 2009 to 17 May 2011)
    • CF30 Customer (2 Nov 2009 to 17 May 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (12 Nov 2007 to 18 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.