Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- CF1 Director (AR) (since 4 Sep 2024)
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Gibson Private Wealth Ltd
FRN 1018944
- (3)Employed By (since 4 Sep 2024)
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GMG Investment Managers Ltd
FRN 713109
- (2)Employed By (since 25 Jan 2024)
- (1)Employed By (17 Aug 2015 to 25 Jan 2024)
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 16 Jan 2024)
- CF1 Director (AR) (since 11 Dec 2023)
- CF30 Customer (since 11 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jan 2024)
- CF30 Customer (13 Nov 2012 to 25 Jan 2024)
- CF1 Director (AR) (13 Nov 2012 to 30 Jun 2015)
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- Employed By (13 Nov 2012 to 15 Dec 2015)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at GMG Investment Managers Ltd
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controlled function added: (1)Employed By at GMG Investment Managers Ltd
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controlled function added: (2)Employed By at GMG Investment Managers Ltd