Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 4 Sep 2024)
    • (3)Employed By (since 4 Sep 2024)
    • (2)Employed By (since 25 Jan 2024)
    • (1)Employed By (17 Aug 2015 to 25 Jan 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Jan 2024)
    • CF1 Director (AR) (since 11 Dec 2023)
    • CF30 Customer (since 11 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jan 2024)
    • CF30 Customer (13 Nov 2012 to 25 Jan 2024)
    • CF1 Director (AR) (13 Nov 2012 to 30 Jun 2015)
  • GMB Portfolio Services Ltd (no longer approved here)

    FRN 589918

    • Employed By (13 Nov 2012 to 15 Dec 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at GMG Investment Managers Ltd

  2. controlled function added: (1)Employed By at GMG Investment Managers Ltd

  3. controlled function added: (2)Employed By at GMG Investment Managers Ltd