Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 10 Oct 2012)
    • (3)Employed By (since 10 Oct 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Jun 2008 to 10 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.