Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Oct 2024)
    • CF30 Customer (since 6 Sep 2024)
    • CF1 Director (AR) (since 6 Sep 2024)
    • Employed By (since 6 Sep 2024)
    • Employed By (1 Oct 1998 to 4 Jul 2011)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 4 Jul 2011)
    • CF1 Director (AR) (26 Oct 2004 to 4 Jul 2011)
    • CF4 Partner (AR) (1 Dec 2001 to 26 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.