Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Jun 2024)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 11 Jan 2006)
  • The Dexter Partnership (no longer approved here)

    FRN 180469

    • (5)Employed By (12 Jun 2003 to 31 Dec 2003)
  • Premier Portfolio Financial Services Ltd (no longer approved here)

    FRN 172135

    • (6)Employed By (7 Nov 2002 to 31 Dec 2003)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (18 Apr 2002 to 31 Dec 2003)
    • CF4 Partner (AR) (18 Apr 2002 to 28 Jul 2003)
  • M & P Associates (no longer approved here)

    FRN 211001

    • (1)Employed By (18 Apr 2002 to 16 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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