Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MWS Financial Advisers Limited
FRN 458676
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
- [FCA CF] Client dealing (4 Aug 2025 to 14 Nov 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2025)
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- CF21 Investment Adviser (4 Nov 2003 to 9 Dec 2004)
- CF22 Investment Adviser (Trainee) (15 Jul 2003 to 4 Nov 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 7 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.