Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
    • [FCA CF] Client dealing (4 Aug 2025 to 14 Nov 2025)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (4 Nov 2003 to 9 Dec 2004)
    • CF22 Investment Adviser (Trainee) (15 Jul 2003 to 4 Nov 2003)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.