Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (14 Dec 2017 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 1 Jul 2013)
- CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Oct 2006 to 29 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.