Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 2 Mar 2022)
    • SMF3 Executive Director (since 2 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2010 to 8 Dec 2019)
    • CF1 Director (1 Apr 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
  • Lonsdale Insurance Brokers Limited (no longer approved here)

    FRN 308425

    • CF1 Director (14 Jan 2005 to 22 Aug 2005)
    • CF13 Finance (14 Jan 2005 to 22 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.