Gary Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Infinity Financial Planning Limited

    FRN 562252

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Dec 2021)
    • CF1 Director (8 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (8 Jun 2015 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 16 Dec 2015)
    • CF21 Investment Adviser (20 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Aug 2004 to 20 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.