Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Simply Pensions Ltd
FRN 935827
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 15 Feb 2022)
- [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
- [FCA CF] Client dealing (since 1 Mar 2021)
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- (3)Employed By (11 Sep 2015 to 25 Apr 2020)
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- CF30 Customer (11 Sep 2015 to 25 Apr 2020)
- CF1 Director (AR) (11 Sep 2015 to 25 Apr 2020)
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- CF1 Director (AR) (11 Sep 2015 to 25 Apr 2020)
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- CF4 Partner (AR) (31 Oct 2004 to 10 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.