Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Loughborough Building Society
FRN 157258
- Responsibility for MCD Intermediation (since 28 Jun 2022)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
- SMF1 Chief Executive (since 7 Mar 2016)
- SMF16 Compliance Oversight (since 7 Mar 2016)
- CF8 Apportionment and Oversight (6 Mar 2016 to 31 Mar 2009)
- CF11 Money Laundering Reporting (26 Jun 2009 to 6 Mar 2016)
- CF10 Compliance Oversight (26 Jun 2009 to 6 Mar 2016)
- Responsible for Insurance Mediation (26 Jun 2009 to 30 Sep 2018)
- CF1 Director (26 Jun 2009 to 6 Mar 2016)
- CF3 Chief Executive (26 Jun 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.