Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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THE MORTGAGE BROKERAGE (UK) LIMITED
FRN 975074
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Nov 2023)
- Responsible for Insurance Distribution (since 9 Nov 2022)
- SMF3 Executive Director (since 9 Nov 2022)
- SMF16 Compliance Oversight (since 9 Nov 2022)
- Responsibility for MCD Intermediation (since 9 Nov 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Nov 2022)
- CF1 Director (AR) (10 Sep 2014 to 9 Nov 2022)
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- CF30 Customer (1 Nov 2007 to 20 Dec 2007)
- CF21 Investment Adviser (9 Dec 2004 to 31 Oct 2007)
- CF7 Sole Trader (AR) (9 Dec 2004 to 31 Jan 2007)
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- CF21 Investment Adviser (10 Jan 2002 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.