Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Nov 2023)
    • Responsible for Insurance Distribution (since 9 Nov 2022)
    • SMF3 Executive Director (since 9 Nov 2022)
    • SMF16 Compliance Oversight (since 9 Nov 2022)
    • Responsibility for MCD Intermediation (since 9 Nov 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Nov 2022)
    • CF1 Director (AR) (10 Sep 2014 to 9 Nov 2022)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 20 Dec 2007)
    • CF21 Investment Adviser (9 Dec 2004 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (9 Dec 2004 to 31 Jan 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Jan 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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