Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2024)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 31 Dec 2024)
    • CF28 Systems and controls (11 Apr 2012 to 8 Dec 2019)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • SMF5 Head of Internal Audit (27 May 2020 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 27 May 2020)
    • CF28 Systems and controls (21 Mar 2013 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • SMF5 Head of Internal Audit (7 Mar 2016 to 31 Dec 2024)
    • CF28 Systems and controls (11 Apr 2012 to 6 Mar 2016)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • CF28 Systems and controls (15 Aug 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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