Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF1 Director (15 Jan 2008 to 30 Jun 2013)
    • CF29 Significant management (1 Nov 2007 to 30 Jun 2013)
    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2013)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2013)
    • CF29 Significant management (1 Nov 2007 to 30 Jun 2013)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.