Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 22 Feb 2023)
    • CF1 Director (AR) (since 16 Jan 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Feb 2023)
    • CF30 Customer (28 Nov 2019 to 21 Feb 2023)
  • Britton Associates Wealth Management Ltd (no longer approved here)

    FRN 821094

    • Employed By (28 Nov 2019 to 21 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.