Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Phoenix Asset Management Partners Limited
FRN 186871
- SMF1 Chief Executive (since 24 Feb 2020)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Sep 2004 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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- CF30 Customer (22 Jun 2010 to 26 Jun 2012)
- CF1 Director (22 Jun 2010 to 22 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.