Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ABSOLUTE FINANCIAL MANAGEMENT LIMITED
FRN 401135
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 1 Nov 2024)
- [FCA CF] Client dealing (since 1 Nov 2024)
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- [FCA CF] Functions requiring qualifications (31 Mar 2020 to 31 Oct 2024)
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- CF30 Customer (5 Aug 2010 to 22 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.