Garvin Brian Andrew Peoples

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura International Plc (no longer approved here)
FRN 124422
- [FCA CF] Client dealing (11 Nov 2016 to 16 Mar 2019)
Scottish Equitable Plc (no longer approved here)
FRN 165548
- CF30 Customer (15 Aug 2013 to 22 Sep 2015)
Aegon Asset Management Ltd (no longer approved here)
FRN 515464
- Employed By (15 Aug 2013 to 22 Sep 2015)
Aegon Asset Management UK plc (no longer approved here)
FRN 144267
- CF30 Customer (13 Aug 2013 to 7 Jan 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.