Garth William Ritchie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Centricus Asset Management Limited

    FRN 520117

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (3 Mar 2021 to 2 Dec 2021)
  • Centricus Financial Investments 2 LP (no longer approved here)

    FRN 773904

    • Employed By (3 Mar 2021 to 2 Dec 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 31 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (13 Dec 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (1 Nov 2007 to 9 Mar 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.