Garth James Hugh Ellison

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Throgmorton Capital Management Limited

    FRN 827982

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2024)
    • [FCA CF] Client dealing (since 18 Dec 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jan 2025)
    • CF1 Director (AR) (11 Oct 2019 to 9 Jan 2025)
    • CF30 Customer (26 Feb 2014 to 9 Jan 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (27 Aug 2009 to 23 Jan 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (22 Dec 2005 to 22 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.