Garth Hackshall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD.

    FRN 466588

    • CF1 Director (AR) (since 3 May 2023)
    • CF30 Customer (since 3 May 2023)
  • Continuum Advisory Partners Limited

    FRN 979923

    • Employed By (since 3 May 2023)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Dec 2022)
    • CF30 Customer (26 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.