Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HERTSLIFE LTD
FRN 757017
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Sole trader dealing with clients for which they require qualification (since 1 Jan 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 13 Apr 2017)
- Responsible for Insurance Mediation (13 Apr 2017 to 30 Sep 2018)
- CF1 Director (13 Apr 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.