Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (26 Feb 2021 to 16 Feb 2022)
- [FCA CF] Client dealing (26 Feb 2021 to 16 Feb 2022)
- CF30 Customer (15 Feb 2021 to 16 Feb 2022)
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- Employed By (15 Feb 2021 to 16 Feb 2022)
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- Employed By (25 Oct 2017 to 1 Aug 2018)
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- CF30 Customer (1 Nov 2007 to 1 Aug 2018)
- CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Nov 2006 to 10 Apr 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.