Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ward Goodman Financial Services Ltd
FRN 221867
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 18 Aug 2021)
- [FCA CF] Client dealing (since 1 Feb 2021)
- Appointed representative dealing with clients for which they require qualification (since 1 Feb 2021)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
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HK Financial Advice Service Ltd
FRN 440977
- Employed By (since 18 Aug 2021)
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Blanchards Bailey Financial Services Ltd
FRN 544565
- Employed By (since 18 Aug 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.