Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (21 Jul 2020 to 28 Apr 2022)
- [PRA CF] Key function holder (21 Jul 2020 to 22 Jul 2020)
- [FCA CF] Functions requiring qualifications (21 Jul 2020 to 29 Apr 2022)
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- CF1 Director (AR) (17 Jan 2020 to 17 Mar 2020)
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- Employed By (17 Jan 2020 to 17 Mar 2020)
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- CF30 Customer (22 Dec 2010 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2004)
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- CF30 Customer (12 Mar 2009 to 31 Oct 2010)
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- CF30 Customer (14 Mar 2008 to 12 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.