Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- (1)SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 30 Mar 2026)
- (2)CF8 Apportionment and Oversight (16 Mar 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: SMF29 Limited scope function (limited scope SMCR firms only) at 37 STEPPS LIMITED
-
controlled function added: (1)SMF29 Limited scope function (limited scope SMCR firms only) at 37 STEPPS LIMITED
-
controlled function added: (2)CF8 Apportionment and Oversight at 37 STEPPS LIMITED