Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 37 STEPPS LIMITED (no longer approved here)

    FRN 653236

    • (1)SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 30 Mar 2026)
    • (2)CF8 Apportionment and Oversight (16 Mar 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF29 Limited scope function (limited scope SMCR firms only) at 37 STEPPS LIMITED

  2. controlled function added: (1)SMF29 Limited scope function (limited scope SMCR firms only) at 37 STEPPS LIMITED

  3. controlled function added: (2)CF8 Apportionment and Oversight at 37 STEPPS LIMITED