Garry Armitage

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Financial Advisers Limited

    FRN 844879

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2021)
    • [FCA CF] Client dealing (since 12 Jan 2021)
    • Responsible for Insurance Distribution (since 30 Jan 2020)
    • Responsibility for MCD Intermediation (since 30 Jan 2020)
    • SMF3 Executive Director (since 30 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2020)
    • SMF16 Compliance Oversight (since 30 Jan 2020)
  • PHOENIX FINANCIAL SERVICES (UK) LIMITED

    FRN 586375

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 12 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2020)
    • CF30 Customer (8 Jan 2013 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 18 Dec 2012)
    • CF22 Investment Adviser (Trainee) (12 Jul 2005 to 8 Nov 2005)
    • CF21 Investment Adviser (8 Mar 2005 to 12 Jul 2005)
  • Phoenix Financial Services (UK) Limited (no longer approved here)

    FRN 227551

    • (2)Employed By (20 Jan 2005 to 18 Dec 2012)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (111)Employed By (6 May 2003 to 18 Jan 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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