Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 26 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Feb 2024)
    • [FCA CF] Material risk taker (since 26 Feb 2024)
    • [FCA CF] Client dealing (since 14 Nov 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 12 Nov 2023)
    • [FCA CF] Material risk taker (16 Jul 2020 to 12 Nov 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Nov 2023)
    • CF30 Customer (5 Jun 2009 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (28 Jul 2003 to 3 Mar 2004)
    • CF22 Investment Adviser (Trainee) (24 Jun 2003 to 28 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.