Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 20 May 2020)
    • [FCA CF] Material risk taker (7 Mar 2017 to 20 May 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 20 May 2020)
    • CF30 Customer (16 Apr 2013 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (16 Apr 2013 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (7 Apr 2008 to 18 Jan 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 16 Jan 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.