Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (30 Jul 2021 to 8 Aug 2024)
- SMF18 Other Overall Responsibility (3 Nov 2020 to 16 Jun 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Mar 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 7 Aug 2024)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 7 Aug 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.