Garrett Cotter

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • Moore Kingston Smith Financial Advisers Ltd (no longer approved here)

    FRN 558116

    • (15)Employed By (16 Nov 2011 to 11 Jan 2013)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF22 Investment Adviser (Trainee) (22 May 2003 to 27 Feb 2004)
    • CF26 Customer Trading (22 May 2003 to 27 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.