Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
    • [FCA CF] Manager of certification employee (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • [FCA CF] Functions requiring qualifications (9 Dec 2024 to 13 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2024 to 13 Mar 2026)
  • Perspective (North West) Limited (no longer approved here)

    FRN 229808

    • [FCA CF] Functions requiring qualifications (12 Apr 2024 to 13 Mar 2026)
    • [FCA CF] Client dealing (12 Apr 2024 to 13 Mar 2026)
  • Hadlow Edwards Wealth Management Limited (no longer approved here)

    FRN 945393

    • (4)Employed By (10 Feb 2023 to 12 Jan 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (16 Jun 2020 to 16 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jan 2024)
    • CF30 Customer (10 Dec 2013 to 12 Jan 2024)
  • Ubuntu Wealth Management Limited (no longer approved here)

    FRN 611065

    • Employed By (10 Dec 2013 to 12 Jan 2024)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (16 Aug 2012 to 17 Jan 2014)
  • CRS CONSULTANTS LIMITED (no longer approved here)

    FRN 474097

    • CF30 Customer (4 Mar 2011 to 20 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.