Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cullimore Dutton Solicitors Ltd
FRN 726090
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
- [FCA CF] Manager of certification employee (since 1 Apr 2026)
- [FCA CF] Client dealing (since 1 Apr 2026)
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- [FCA CF] Functions requiring qualifications (9 Dec 2024 to 13 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2024 to 13 Mar 2026)
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- [FCA CF] Functions requiring qualifications (12 Apr 2024 to 13 Mar 2026)
- [FCA CF] Client dealing (12 Apr 2024 to 13 Mar 2026)
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- (4)Employed By (10 Feb 2023 to 12 Jan 2024)
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- CF1 Director (AR) (16 Jun 2020 to 16 Feb 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jan 2024)
- CF30 Customer (10 Dec 2013 to 12 Jan 2024)
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- Employed By (10 Dec 2013 to 12 Jan 2024)
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- CF30 Customer (16 Aug 2012 to 17 Jan 2014)
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- CF30 Customer (4 Mar 2011 to 20 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.