Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 30 Mar 2026)
    • [FCA CF] Client dealing (since 22 Jul 2020)
    • [FCA CF] Manager of certification employee (5 May 2022 to 1 Jul 2023)
    • [FCA CF] Material risk taker (22 Jul 2020 to 12 Nov 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Material risk taker (2 Feb 2023 to 12 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.