Gareth Vass

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Client dealing (since 19 Sep 2025)
Citibank, N.A.
FRN 124704
- [FCA CF] Client dealing (since 19 Sep 2025)
- CF21 Investment Adviser (28 Feb 2005 to 7 Apr 2006)
Citibank Europe plc
FRN 211646
- [FCA CF] Client dealing (since 19 Sep 2025)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (24 Nov 2021 to 21 Aug 2025)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF21 Investment Adviser (1 Feb 2003 to 19 Aug 2004)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (18 Sep 2002 to 1 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.