Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF2 Chief Finance (since 24 Nov 2023)
    • SMF16 Compliance Oversight (19 Apr 2022 to 24 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Apr 2022 to 24 Nov 2023)
    • SMF18 Other Overall Responsibility (24 Sep 2018 to 24 Sep 2018)
    • SMF4 Chief Risk (24 Sep 2018 to 24 Nov 2023)
    • CF29 Significant management (9 Apr 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.