Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 11 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 16 Nov 2012)
    • (2)Employed By (since 16 Nov 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF22 Investment Adviser (Trainee) (10 Feb 2004 to 13 Jul 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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