Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 16 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Dec 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (19 May 2008 to 8 Dec 2019)
    • CF3 Chief Executive (19 May 2008 to 8 Dec 2019)
    • CF30 Customer (19 May 2008 to 8 Dec 2019)
  • Heddington Insurance (U.K.) Limited (no longer approved here)

    FRN 202637

    • SIMF14 Senior Independent Director (7 Mar 2016 to 27 Sep 2016)
    • SIMF9 Chairman (7 Mar 2016 to 27 Sep 2016)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.